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Going from Lineside to In-cab Railway Signaling: Driveability Issues and Solutions
Swedish National Road and Transport Research Institute, Traffic and road users, Driver and vehicle. KTH, Transportplanering.ORCID iD: 0000-0001-5586-3688
2022 (English)Doctoral thesis, comprehensive summary (Other academic)
Abstract [en]

From many perspectives there is a need to understand more of how capacity, signal systems, and driving behavior interact, and naturally since ERTMS is in its early stage, some areas are still unexplored. The number of retrofitted ERTMS lines and new designed ERTMS lines are increasing in Europe, which implies extra focus on the capacity optimization in the network planning process. Many of these signaling projects involves going from traditional national lineside signaling to ERTMS. One of the parameters in capacity assessments that is relatively unexplored is the impact of the train driver. One important knowledge gap to fill is how simulation parameters should be adapted for more realistic capacity planning, based on driving behavior. ERTMS support new possibilities of signaling with its design of line speed profiles, but what consequences does the choices lead to? It is an important topic since ERTMS is a paradigm shift in train driving, and driveability has an impact on safety, energy consumption, and capacity. 

The purpose of this PhD project is adding knowledge to this field. The work has been carried out incrementally, beginning with investigation of driving behavior with Swedish traditional lineside signaling (ATC), and with this new information proceeding to the area of ERTMS. In the next step, train driving behavior was investigated for ERTMS with a new measuring method based on the standardized ETCS radio signaling. ERTMS lines have been evaluated as more challenging to drive, and a systematic literature review was conducted to understand ERTMS driveability and how driveability can be assessed. In the overall picture the impact on driveability originates from both technological, organizational, and train driver aspects. Analyzing the research objectives in this area aims at contributing to a more effective and beneficial network planning process. Lastly, one of the proposed methods to achieve increased driveability, speed-filtering, was examined and revealed good effects on driver workload, capacity, and energy consumption. Using traditional train traffic measurement methods based on train onboard equipment are associated with legal challenges and time-consuming post-processing, and the new proposed ERTMS remote method initiates a new efficient framework for this research purpose. From a method perspective, the train driver simulator enables comprehensive driver behavior studies, where safety regulations normally constrain real train setups.  

Abstract [sv]

Ur flera perspektiv finns det ett behov av att förstå mer om hur kapacitet, signalsystem och körbeteende samverkar, och eftersom ERTMS är i ett tidigt skede är det naturligt med vissa outforskade områden. Antalet ERTMS-linjer som bygger på gamla signalprojekteringar och nyprojekterade ERTMS-linjer ökar i Europa, vilket innebär extra fokus på kapacitetsoptimering i planeringen av järnvägsnätet. Många av dessa signalprojekt handlar om att gå från traditionell nationell signalering till ERTMS. En av parametrarna i kapacitetsbedömningar som är relativt outforskad är tågförarens inverkan. En viktig kunskapslucka att fylla är hur simuleringsparametrar bör anpassas för en mer realistisk kapacitetsplanering baserat på körbeteende. ERTMS stöder nya möjligheter att signalera med sin design av hastighetsprofiler, men vilka konsekvenser får valen? Detta är ett viktigt ämne eftersom ERTMS är ett paradigmskifte i tågförning, och körbarhet påverkar säkerhet, energiförbrukning och kapacitet. 

Syftet med detta doktorandprojekt är att bidra med kunskap inom området. Arbetet har utförts stegvis, först genomfördes en utredning av körbeteende med svensk traditionell signalering (ATC), och med denna nya kunskap sedan vidare till ERTMS- området. I nästa steg av projektet undersöktes förarbeteende för ERTMS med en ny mätmetod baserad på standardiserad ETCS-radiosignalering. Metoden erbjuder ett brett spektrum av analyser av tågförning för ERTMS på ett nytt effektivt sätt. ERTMS-linjer har utvärderats som mer utmanande att köra, och i perspektivet av detta genomfördes en systematisk litteraturgranskning för att förstå ERTMS körbarhet och hur körbarhet kan bedömas. Från ett övergripande perspektiv påverkar både tekniska-, organisatoriska- och tågföraraspekter körbarheten. Forskningen inom detta område syftar till att bidra till en mer effektiv och hållbar signalplanering. Till sist studerades en av de föreslagna metoderna för att öka körbarhet, nämligen hastighetsfiltrering, som visade goda effekter på arbetsbelastning, kapacitet och energiförbrukning. Användning av traditionella mätmetoder, baserade på ombord-utrustning, är förknippade med juridiska utmaningar och tidsödande databearbetning. Den nya föreslagna mätmetoden möjliggör ett nytt effektivt ramverk för detta forskningsområde. Från ett metodperspektiv möjliggör tågförarsimulatorn omfattande körbeteendestudier där regelverk förhindrar studier i en riktig lokförarmiljö.

Place, publisher, year, edition, pages
Stockholm: KTH Royal Institute of Technology, 2022. , p. 53
Keywords [en]
ERTMS, ETCS, Driving behavior, signaling
National Category
Transport Systems and Logistics
Research subject
Transport Science, Transport Systems
Identifiers
URN: urn:nbn:se:vti:diva-19253ISBN: 978-91-8040-400-6 (print)OAI: oai:DiVA.org:vti-19253DiVA, id: diva2:1715661
Public defence
2022-12-02, Kollegiesalen, Brinellvägen 8, KTH Campus, 14:00 (English)
Opponent
Supervisors
Funder
Swedish Transport AdministrationAvailable from: 2022-12-02 Created: 2022-12-02 Last updated: 2022-12-02Bibliographically approved
List of papers
1. Simulated and real train driving in a lineside automatic train protection (ATP) system environment
Open this publication in new window or tab >>Simulated and real train driving in a lineside automatic train protection (ATP) system environment
2020 (English)In: Journal of Rail Transport Planning & Management, ISSN 2210-9706, E-ISSN 2210-9714, Vol. 16, article id 100205Article in journal (Refereed) Published
Abstract [en]

This is the first step exploring how capacity, signal systems, and driving behaviour interact and will be followed by investigations of the next generation signalling system ERTMS. © 2020 Elsevier Ltd This paper presents the differences between the train traffic simulation tool RailSys and real train traffic with focus on Electrical Multiple Units (EMU) and the Swedish automatic train protection (ATP) system ATC, on a single-track line. Braking, acceleration, different types of resistance and running times have been investigated. From this study it can be concluded that the margins to unconditional ATC braking is high with this specific ATC implementation and parameters, and that the braking differs depending on the signal target. Compared to RailSys with parameters settings according to Swedish Transport Administration recommendations, the measurements show significantly lower acceleration and deceleration, which results in differences between measured and simulated running time.

Place, publisher, year, edition, pages
Elsevier, 2020
National Category
Vehicle and Aerospace Engineering
Identifiers
urn:nbn:se:vti:diva-15355 (URN)10.1016/j.jrtpm.2020.100205 (DOI)2-s2.0-85086564384 (Scopus ID)
Available from: 2020-07-08 Created: 2020-07-08 Last updated: 2025-02-14Bibliographically approved
2. Radio communication-based method for analysis of train driving in an ERTMS signaling environment
Open this publication in new window or tab >>Radio communication-based method for analysis of train driving in an ERTMS signaling environment
2022 (English)In: European Transport Research Review, ISSN 1867-0717, E-ISSN 1866-8887, Vol. 14, no 1, article id 18Article in journal (Refereed) Published
Abstract [en]

Background ERTMS is an important project improving cross-border interoperability throughout Europe by a single rail signaling standard. One advantage following this development is a standardized radio signaling, which can be tracked by logging the data transfer using the ETCS protocol between Radio Block Center and train. This means that a broad spectrum of train driving can be analyzed in terms of for example driving behavior, signal planning and capacity in a new efficient way. Methods In this paper a radio-based protocol method to achieve this, is presented and applied for studying braking characteristics in terms of meeting point design. The aim was to design, apply and validate a radio-based train data collection method to enable cost-efficient and avoid time-consuming train data collections. To enable comparison between the results from the suggested radio-based method and traditional methods, a verification measurement was performed. Three different alternatives of speed calculation were validated. These were based on: Train Position Report speed; calculation of average speed based on reported train position; processed reported train position forming the average speed. The best alternative was then applied to examine deceleration towards different signal targets at single-track meeting points. Results The results from this study suggest that the ETCS Level 2 protocol is a feasible way to collect train dynamics data. The method is time saving when it comes to train driver behavior studies where several trains and drivers are needed to get significant results. Comparison with traditional GPS method suggest that the method is valid. Most promising is the alternative using processed train position.

Place, publisher, year, edition, pages
Springer, 2022
Keywords
ERTMS, ETCS, Signaling, Radio-based, Train dynamics, Braking characteristics
National Category
Vehicle and Aerospace Engineering
Identifiers
urn:nbn:se:vti:diva-18719 (URN)10.1186/s12544-022-00542-5 (DOI)000796504800001 ()2-s2.0-85130636336 (Scopus ID)
Available from: 2022-05-30 Created: 2022-05-30 Last updated: 2025-02-14Bibliographically approved
3. Driveability analysis of the european rail transport management system (ERTMS): A systematic literature review
Open this publication in new window or tab >>Driveability analysis of the european rail transport management system (ERTMS): A systematic literature review
Show others...
2021 (English)In: Journal of Rail Transport Planning & Management, ISSN 2210-9706, E-ISSN 2210-9714, Vol. 18, article id 100240Article in journal (Refereed) Published
Abstract [en]

Train drivers in Sweden had the opportunity to test the new European Rail Transport Management System (ERTMS) during the early implementation of this signaling system in 2011 and 2012. Unfortunately, they have reported many implementation problems. These ERTMS lines have been evaluated as more challenging to drive compared to the previous signaling system. A systematic literature review was conducted to understand what network planning designers typically focus on when analyzing railway driveability and how driveability can be assessed. In the overall picture the impact on driveability originates from both technological, organizational, and train driver aspects. One technological issue found during the investigation is related to the speed profile design. Frequent speed changes were identified as the primary source of negative experiences during driveability evaluations, especially on retrofitted lines. Results also indicate the need for a methodology that includes the driver earlier in the network planning test process, to avoid the costly and time-consuming analysis done after project implementation. The results highlight the importance of the speed profile design to provide good driveability. Cognitive Task Analysis, simulations, and statistical calculations to predict driver and train performance were identified as applicable methods to involve train drivers earlier in the driveability analysis process. © 2021 Elsevier Ltd

Place, publisher, year, edition, pages
Elsevier B.V., 2021
National Category
Transport Systems and Logistics Embedded Systems
Identifiers
urn:nbn:se:vti:diva-15990 (URN)10.1016/j.jrtpm.2021.100240 (DOI)2-s2.0-85101272175 (Scopus ID)
Available from: 2021-03-11 Created: 2021-03-11 Last updated: 2022-12-02Bibliographically approved
4. Impact on driver behavior from ERTMS speed-filtering
Open this publication in new window or tab >>Impact on driver behavior from ERTMS speed-filtering
2023 (English)In: Journal of Rail Transport Planning & Management, ISSN 2210-9706, E-ISSN 2210-9714, Vol. 26, article id 100386Article in journal (Refereed) Published
Abstract [en]

In the signal planning process, the ERTMS speed profiles based on track nature needs to be complemented with additional constraints. The base profile resolving the allowed track speed, often includes several speed changes which can be difficult for the train driver to follow. One approach to deal with this problem is to filter the base profile, reducing the number of changes and giving the driver more time for attention.

This paper presents the effects of a speed profile filtering principle, based on possible time usage during a speed increase, on train energy consumption, train driver braking behavior, running time, and driver workload. In an Electrical Multiple Unit train driver simulator, 40 drivers tested three different speed profiles of a 19 km railway line. It can be concluded that differences in running time are small, that these small time-gains implies a high energy consumption cost, and that drivers tend to drive close to the indication braking curve in the beginning of the braking phase. Further, the drivers rated the driver task workload low for all filter conditions. Accordingly, a certain filter level is required to get capacity and energy effects.

Place, publisher, year, edition, pages
Elsevier, 2023
Keywords
ERTMS; ETCS; speed-filter; driving-behavior; capacity; workload
National Category
Transport Systems and Logistics
Identifiers
urn:nbn:se:vti:diva-19252 (URN)10.1016/j.jrtpm.2023.100386 (DOI)000989289600001 ()2-0-85153212218 (Scopus ID)
Funder
Swedish Transport Administration
Available from: 2022-12-02 Created: 2022-12-02 Last updated: 2023-06-29Bibliographically approved

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